Implicit emotion perception in schizophrenia
Introduction
The expression and perception of emotions are essential in non-verbal communication and social functioning. Researchers have shown that in everyday life, our affective states are made of blended emotions of low to moderate intensity, and our facial expressions are generally quite subtle (Matsumoto and Hwang, 2013, Scherer et al., 2004). Moreover, during daily social exchanges, emotional expressions are processed implicitly. This is in sharp contrast with research on facial emotional recognition conducted in laboratory settings, which most of the time, probes explicit emotion recognition of intense expressions of “pure” emotions. “Implicit” in social cognition does not necessarily mean “unconscious” but refers to the perception of emotions with as little awareness as possible (Fazio and Olson, 2003). The distinction between implicit and explicit processes has been the subject of various theories in social cognition (Chaiken and Trope, 1999), parallels the distinction between automatic and controlled processes (De Houwer et al., 2009), and has received support from neuroimaging studies (Lieberman, 2007).
In order to test implicit processing of emotional faces, investigators have resorted to two types of behavioral techniques, which are differentiated by the use of one or two different stimuli in each trial (see Fazio and Olson, 2003). In priming studies, emotional faces are presented before the task stimuli, and the impact of emotional faces on performances (such as reaction time, accuracy or judgment) is examined. The exposure time of the primes can vary from a few milliseconds to seconds. As the effect of primes tend to dissipate very quickly over time (De Houwer et al., 2009), this method is not optimal when participants take more than a few seconds to choose their answers. The second method (called thereafter incidental task method) is derived from the Emotional Stroop task (Williams et al., 1996), but instead of emotional words, emotional faces are used, and subjects are instructed to process another-than-emotion dimension of the faces such as in sex- or age-classification tasks (which is called the incidental task). Consequently, emotional expressions are present until participants reach a decision, and a distracting or facilitating effect of emotion on the incidental task is examined.
Implicit studies with non-clinical subjects have shown that emotional faces can modulate psychophysiological responses (Esteves et al., 1994), cognition (Yang et al., 2011) and attitudes (Murphy and Zajonc, 1993). Moreover, not only affect (positive or negative) but also individual emotions (for example: anger versus fear) are processed under implicit conditions, and even during very short exposure times (Rohr et al., 2012). In schizophrenia, more than 200 individual studies and reviews have shown that explicit facial emotional recognition is quite impaired. However, a very different picture emerges regarding implicit processing of facial emotions. Compared to controls, schizophrenia patients showed increased psychophysiological responses when implicitly processing emotional faces (Williams et al., 2007). The impact of emotional faces on cognition was examined, and no differences between schizophrenia patients and controls was reported (Aichert et al., 2013, Becerril and Barch, 2011, Evans et al., 2011, Harvey et al., 2009, Linden et al., 2010, Park et al., 2011, Schwartz et al., 2010, Schwartz et al., 2013, Sergerie et al., 2010). In an incidental sex-classification task, again no significant group differences were found (van't Wout et al., 2007). In three judgment studies, emotional faces were used as primes, and participants rated the target stimuli (Chinese characters or neutral faces) on pleasantness. A greater judgment shift with negative emotional faces was found in schizophrenia patients in one study (Hoschel and Irle, 2001). In the other two studies (Suslow et al., 2003, Suslow et al., 2005), different patterns of priming effects were found according to the presence of affective symptoms in patients and whether subliminal or supraliminal primes were used. However, the significance of the group differences was not reported.
It thus appears that the implicit processing of emotional faces is not impaired in schizophrenia (see also Mano and Brown, 2013). This is quite surprising if one considers other findings that suggest otherwise: 1) early visual processes are impaired when schizophrenia patients look at faces (McCleery et al., 2015) and emotional faces (Butler et al., 2009), 2) patients with schizophrenia show poor strategies when they scan emotional faces (Beedie et al., 2011), 3) behavioral studies found that implicit processing of emotional stimuli is impaired with stimuli other than faces (Dieleman and Roder, 2013), and 4) neuroimaging studies show less neural activation in schizophrenia during implicit tasks than in control subjects (Taylor et al., 2012). Lack of impairment in laboratory studies may be explained by the use of intense, non-blended and prototypal emotional expressions.
In the current study, we used an incidental task (rating social traits) to examine the implicit processing of very subtle emotional expressions. We took advantage of recent advances in social neuroscience that show how implicit perception of facial emotions impacts on social trait judgments. Indeed studies have shown that when looking at people's faces, we rapidly evaluate them on multiple personality and social traits (Bar et al., 2006), and make judgments of their attractiveness and how sociable, trustworthy, dominant and aggressive they are. A major factor involved in our social trait judgments is facial emotional expression (Montepare and Dobish, 2003), from which we infer not only others' current affective states but also their tendencies and personality traits (Montepare and Dobish, 2003). This reliance on emotional expressions extends to apparently-neutral faces. Researchers have shown that very subtle emotional expressions can be perceived implicitly even in neutral faces and used to form impressions of others in non-clinical subjects (Said et al., 2009b) and people with schizophrenia (Antonius et al., 2013). For example, it has been shown that even a subtle expression of happiness makes people judge a face as more sociable or attractive than a face without such emotional expression (Said et al., 2009b). Consequently, we examined the prediction of ten trait judgments (attractive, trustworthy, intelligent, emotionally stable, fun-to-be-with, sociable, dominant, aggressive, mean and weird) by the subtle emotional expressions of neutral faces in people with schizophrenia or schizoaffective disorder and healthy controls. We hypothesized that the impact of facial emotions would be less in patients than in controls. In a subgroup of patients, we examined the relationship between implicit and explicit emotion perception and performance in daily life skills. We hypothesized that implicit and explicit perceptions were independently linked to social functioning.
Section snippets
Participants
Subjects included 81 individuals with schizophrenia or schizoaffective disorder and 62 non-patient control subjects. Patients were inpatients in a research unit at the Nathan Kline Institute for Psychiatric Research (NKI) or outpatients at Bellevue Hospital, New York. All subjects were English-speaking and between 18 and 65 years of age, and had capacity to give consent. Diagnosis of schizophrenia or schizoaffective disorder was assessed using the Structured Clinical Interview for DSM-IV (SCID,
Results
Groups did not significantly differ for age, gender, ethnicity and parents' social economic status. Individuals with schizophrenia had a lower educational level (Table 1).
Discussion
In this study, we used newly-developed technology in social neuroscience to examine implicit emotion perception in patients with schizophrenia or schizoaffective disorder, and we found that implicit emotion processing was impaired in patients. Moreover, in patients, impaired implicit emotion processing was associated with poor daily life skills.
Previous studies have reported spared performances on implicit emotion perception tasks in schizophrenia, and to our knowledge this is the first
Conflict of interest
Fabien Trémeau, Daniel Antonius, Alexander Todorov, Yasmina Rebani, Kelsey Ferrari, Sang Han Lee, Daniel Calderone, Karen A. Nolan, Pamela Butler, Dolores Malaspina and Daniel Javitt have declared that there are no conflicts of interest in relation to the subject of this study.
Contributions
Fabien Trémeau, Alexander Todorov, Daniel Calderone, Dolores Malaspina and Daniel Javitt designed research. Fabien Trémeau, Daniel Antonius, Yasmina Rebani, Kelsey Ferrari, Karen A. Nolan and Pamela Butler performed research. Fabien Trémeau, Daniel Antonius, Sang Han Lee, Karen A. Nolan, Dolores Malaspina and Daniel Javitt analyzed data. Fabien Trémeau, Daniel Antonius, Sang Han Lee, Karen A. Nolan, Pamela Butler, Dolores Malaspina and Daniel Javitt wrote the paper.
Role of funding sources
This work was not supported by any funding source.
Acknowledgments
Presented in part at the 8th Simpósio Internacional Diálogos entre a Clinica e as Neurosciências, Belo Horizonte, Brazil, June 11 – June 14, 2012, and at the 14th International Congress on Schizophrenia Research, Grande Lakes, Florida, USA, April 21 - April 25, 2013.
We thank Rachel and Ruben Gur for allowing us the use of the Penn Emotion Recognition Task pictures.
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